Broker Check

What You Need to Provide

The more we know about you, the better we can plan for you. A doctor cannot prescribe a treatment without running tests, and a mechanic cannot fix a vehicle without first looking under the hood. By seeing everything that you currently have we are able to best recommend what you should do with it. All information is treated with the strictest confidentiality. 

Financial Position

  • Budget / Cash Flow
  • Bank Account Balances
  • Mortgage Statement
  • Other Debt Statements or Details
  • Tax Returns for Past Two Years

Employee Benefits

  • Two Recent Payroll Stubs
  • Group Benefits Summary
  • 401(k) Statement
  • 401(k) List of Options

Investment Statements

  • IRA / Roth IRA
  • Pension
  • Social Security if Over 40
  • Annuities
  • 529 / Other Investments

Insurance Policies/Statements

  • Life
  • Disability Income
  • Home & Auto
  • Long Term Care